Publications

    11/2023. Understanding Climate, Conflict, and Environmental Impacts in the Bangsamoro Autonomous Region in Muslim Mindanao (BARMM).Abstract

    In 2022, the World Risk Report ranked the Philippines as the most disaster-prone country in the world. As such, the country is highly vulnerable to climate change, under which both the frequency and intensity of disasters are projected to increase. Yet, more frequent typhoons, rising sea levels, and loss of biodiversity will have especially severe consequences for communities living in fragile contexts experiencing conflict and environmental degradation. With this in mind, HHI and MSU-IIT have established a joint research area of focus: to expand and strengthen knowledge on the intersection of climate change, conflict, and the environment. Through a collaborative research initiative that examines this intersection in the BARMM, HHI and MSU-IIT seek to better inform practice and policy across the humanitarian, development, and peace and security sectors and ultimately support community resilience in conflict affected areas.

    To launch this research initiative, HHI and MSU-IIT welcomed representatives from academia, local, national, and international NGOs, and community and local government leaders to MSU-IIT’s Iligan City campus for a two-day workshop entitled “Understanding Climate, Conflict, and Environmental Impacts in the Bangsamoro Autonomous Region in Muslim Mindanao.”

    This report documents the process of designing and implementing the workshop, summarizes its outputs, and discusses steps for continued engagement in research and practice at the intersection of climate change, environmental degradation, and conflict.

    Ganesh Dhungana, Hannah Stoddard, and Vincenzo Bollettino. 9/2023. Towards Resilient Communities: Scoping Study Report | Nepal.Abstract

    Nepal is a hotspot for natural hazards and has repeatedly experienced different geological, hydrological, meteorological, and biological hazards. The frequent changes in the type, magnitude, and frequency of these hazards exacerbated by changing phenomena of climatic extremes necessitate reviewing existing preparedness practices and suggesting more work on preparedness measures.


    The HHI Program on Resilient Communities has undertaken a scoping study to review existing practices and identify opportunities for strengthening preparedness in Nepal. The scoping study is the first phase in a project that seeks to improve community resilience to disasters through applied research relevant to effective disaster preparedness and management.


    The following report summarizes existing literature and highlights findings from a series of consultations with agencies working in disaster risk reduction and management in the country. These consultations found that despite significant progress in legislation and institutional arrangements for preparedness and risk reduction, there are still gaps in effective implementations of endorsed legislation, coordination among agencies, and resources (human, technical and financial).


    The study highlights the need to capacitate government officials working at the local and national levels by enhancing understanding and knowledge of shifting patterns of hazards and its effective management techniques.


    Similarly, the study also pinpoints the need for advanced trainings in search and rescue operations for key responders. The study concludes by highlighting the importance of coordination with academic and research institutions to project future scenarios of hazards for better management, indicating a need for national-level research and training programs and initiatives dedicated to disaster management.

    Vincenzo Bollettino and Lea Ivy Manzanero. 3/2022. “Climate Change and Civil-Military Coordination in the Philippines: How climate change disasters will impact aid delivery in areas affected by conflict.” Climate, Disaster and Development Journal. Read PublicationAbstract

    The Philippines is one of the most disaster-prone countries in the world and frequently ranks among the top three countries most impacted by disasters. Ongoing conflict with non-state armed actors results in scenarios where civilians are impacted by both conflict and natural hazards. The result is a situation where civilian relief agencies operate in proximity to the military. We argue that there is an important need for principled civil-military coordination in these contexts to ensure the integrity of security operations to support peace and stability while preserving the independence of humanitarian actors serving crisis-affected populations.


    The research reveals significant challenges in protecting the integrity of independence of both military and humanitarian actors in areas impacted by both conflict and disaster and underscores the need for principled humanitarian civil-military coordination to avert threats to both humanitarian aid workers and disaster affected populations. The findings are particularly relevant to South East Asia where the use of military in disaster response is common. The findings also underscore the need for research on the role of militaries in responding to disasters in light of anticipated impacts of climate change. 

    Sonny S. Patel. 2022. Community Resilience When Disaster Strikes Security and Community Health in UK Flood Zones. Springer. Read PublicationAbstract

    This book addresses the operationalization of community resilience in the United Kingdom (UK) in connection with severe floods. Written for early academic professionals, students, and community practitioners, it investigates the educational and practical meaning and application of community resilience using a UK-centric local-level case study. Exploring the perceptions of both those who have been affected by a natural hazard and those who have not, the book reveals how trust, community resources, and neighborhood security can offer effective ways of bringing communities together after a natural hazard.

    The author introduces the topic of community resilience as it applies to disasters in Chapter 1 and its implications for securing and improving the wellbeing of disaster-affected communities in Chapters 2 and 3. In Chapter 4, the lessons learned contributing to the available information and research on community resilience are reviewed. Finally, the author offers recommendations and outlines future directions in coping with the uncertainty and insecurity caused by natural hazards in Chapter 5.

    Erica Nelson and Saira Khan. 8/2021. Climate and Migration in East and the Horn of Africa: Spatial Analysis of Migrants’ Flows Data.Abstract

    The drivers of human displacement are becoming more and more complex, ranging from conflict and persecution to the increasingly pertinent variables of heightened mobility and social media influences. Of rapidly but appropriately escalating concern is the impact of climate change. While the intensity and severity of climate-induced disasters and climate-related migration will be unevenly distributed across space and time, the World Bank estimates that approximately 140 million people will be displaced globally due to climate-related reasons by 2050. The effects of climate change are expected to be particularly pronounced in Africa, where rising temperatures, unpredictable anomalous rainfall and high vulnerability to extreme natural hazards will continue to exacerbate conflict and harm local and regional human, economic, and environmental security.

    In the East and Horn of Africa (EHoA) in particular, the dependence on rain-fed agriculture and pastoralism means that livelihoods and food security are inextricably linked and affected by long-term or sudden environmental changes and natural hazards. The extreme natural hazards that have struck EHoA in recent years have caused widespread hunger, displacement, loss of critical infrastructure and livelihoods, and death

    In an effort to understand the complex variables that influence migration, the International Organization for Migration (IOM) developed the Displacement Tracking Matrix (DTM) to track and gather information about populations on the move. The Flow Monitoring Registry (FMR) captures a wealth of data about the migratory routes, the demographics and nationality of migrants, reasons for migration, modes of transportation used to facilitate movement, and vulnerabilities experienced by these populations. While the descriptive data provides a wealth of information, more can be done to analyze the complexities of and interactions between migration, conflict, environmental changes, and climate-related events. Climate projections further suggest that environmental changes will likely further lead to decreased water availability, lowered agricultural productivity, and increased disease transmission in the region, producing complex ramifications regarding local and regional conflicts, economics, politics, and migration.

    The porous borders in EHoA have contributed to some of the highest volumes of cross border movement in the world. In 2020 alone, EHoA hosted 6.5 million internally displaced persons (IDPs) and 3.5 million refugees and asylum seekers.6 In the same year, the Horn of Africa experienced unusually high levels of precipitation leading to disastrous floods and landslides and creating ideal conditions for an detrimental locust plague towards the end of 2019 that devastated crops and disrupted livelihoods. The extreme precipitation experienced across much of the Horn in 2019 was preceded by anomalous rainfall the previous year. 2018 was particularly hot and dry in the Horn of Africa, with positive temperature anomalies of around 2°C and below-average precipitation contributing to drought-like conditions in Somalia, Eritrea, and Djibouti while Kenya and Sudan experienced above-average precipitation.8 The drought-like conditions in Somalia, Eritrea, and Djibouti contributed to widespread food insecurity that affected approximately 12 million people. These extreme weather conditions are increasingly exacerbating the already complex and interconnected factors driving migration in the Horn of Africa, and are only expected to escalate in the future.

    For this study, the IOM RDH in Nairobi partnered with the Humanitarian Geoanalytics Program at the Harvard Humanitarian Initiative to leverage spatial analytics to investigate migration flows in the East and Horn of Africa and Yemen. Geospatial analytics hold tremendous potential to introduce new ways of thinking, build research capacity, study impacts, and facilitate costeffective programming. The adoption of geospatial methods into research oriented towards populations on the move, gives us the capacity to accurately characterize the spatial heterogeneity of migrating populations. Furthermore, by incorporating environmental variables into this spatial analysis, we begin to reveal relationships previously undiscovered that could contribute to a richer understanding regarding migration in the region.

    David Sanderson, Sonny S. Patel, Martin Loosemore, Anshu Sharma, Kelsy Greenwald, and Ronak Patel. 7/2021. “A review of peer-reviewed published research on corruption and disasters in the built environment.” Disasters. Read PublicationAbstract

    This paper presents the findings of a review of academic literature concerning the degree to which corruption worsens naturally-triggered disasters in the built environment. The research employed a ‘systematic literature review’ methodology to analyse leading academic databases, resulting in a detailed analysis of 59 peer-reviewed, published papers. It was found that while much of the literature focuses on earthquakes (relating to building and infrastructure collapse), the quality of governance and the drivers of corruption, there is presently limited scholarship concerning the general scope, reach and scale of how disasters are worsened by corruption.

    Hanni Stoklosa, Courtney Julia Burns, Abraar Karan, Michelle Lyman, Nathene Morley, Reena Tadee, and Eric Goodwin. 6/2021. “Mitigating trafficking of migrants and children through disaster risk reduction: Insights from the Thailand flood.” International Journal of Disaster Risk Reduction. Read PublicationAbstract

    Thailand's flood of 2011 was devastating for the communities and inhabitants of the country, affecting approximately 13 million people and causing damages totaling THB 1.43 trillion (46.5 billion USD). The presence of a natural hazards disaster such as this can magnify individuals' vulnerability to human trafficking, or mitigate it depending on the disaster risk reduction practices of the surrounding community. The Sendai Framework is the United Nations Office for Disaster Risk Reduction's international framework for these situations, outlining targets and priorities for action to reduce negative outcomes, such as trafficking, from natural events. This study aimed to understand how a disaster risk reduction and preparedness lens, based on the Sendai Framework, in the context of the humanitarian response to this 2011 flood, could inform human trafficking prevention efforts for future disasters. Qualitative methodology, utilizing a content analysis approach, was employed. It was found that migrant workers and children were at the greatest risk for trafficking, and resiliency efforts by communities and families, in conjunction with coordinated initiatives by NGOs and the government, were essential in preserving individuals' well-being. Further, the Sendai Framework is a promising tool to address these areas of disaster response in which the windows of opportunity for traffickers can be closed and those at high trafficking risk can be protected. As disasters continue to occur, there remains a strong need to bring forth a more systematic disaster risk reduction and resilience-enhancing approach to trafficking prevention.

    Sonny S. Patel, Bernard McCaul, Gabriela Cáceres, Laura E.R. Peters, Ronak Patel, and Aaron Clark-Ginsberg. 4/2021. “Delivering the promise of the Sendai Framework for Disaster Risk Reduction in fragile and conflict-affected contexts (FCAC): A case study of the NGO GOAL's response to the Syria conflict.” Progress in Disaster Science. Read PublicationAbstract

    The Sendai Framework for Disaster Risk Reduction (SFDRR) has helped to reduce global disaster risk, but there has been a lack of progress in disaster risk reduction (DRR) for people living in fragile and conflict affected contexts (FCAC). Given the mounting evidence that DRR cannot be implemented through conventional approaches in FCAC, serious efforts must be made to understand how to meet SFDRR's goals. This paper offers a case study of international non-governmental organization GOAL's programming that responds to the protracted crisis in Syria, with a critical discussion on SFDRR and how to adapt humanitarian relief and disaster resilience.

    Phuong Pham, Vincenzo Bollettino, Patrick Vinck, Ariana Marnicio, Lea Ivy Manzanero, Mark Toldo, Rachel Dickinson, Alexis Smart, and Evan Bloom. 10/2020. “Network Analysis of Actors Working to Support Disaster Preparedness and Resilience in the Philippines”.Abstract
    The Harvard Humanitarian Initiative (HHI) partnered with Root Change to conduct a network analysis of actors working to support disaster preparedness and resilience in the Philippines. The study design is modeled after a summative phase external evaluation that HHI conducted in 2016-2017 on the START Network’s Disasters and Emergency Preparedness Program (DEPP). Network analysis techniques applied in this evaluation have been adapted from the DEPP work to analyze the disaster resilience network in coastal Bangladesh under the Resilient Communities Program. In this report, we present the network analysis and methods used. We also detail findings and recommendations for HHI and other in-country partners about how these results can inform programs to strengthen disaster resilience and climate change in the Philippines.
    Vincenzo Bollettino and Sarah Ferguson. 5/2020. “Case Study: Academic/NGO Collaboration to Understand Climate Change and Disaster Resilience Implementation in Bagerhat District, Bangladesh”.Abstract
    This case study describes a research collaboration between an academic institution and non-governmental organizations (NGOs) designed to inform programs to strengthen coordination in Bangladesh. The case describes the rationale for conducting the study, the research process, and outcomes of the research. The objective of the case study is to support local or municipal governments, NGOs, students, or other program managers to consider how collaboration with academic institutions could enhance their programs, as well as how research such as a network analysis could be useful to inform their work. For those interested in conducting a network analysis, the case also provides resources and tools to support researchers and organizations to replicate the study in their program context.
    Sarah Ferguson, Vincenzo Bollettino, Phuong Pham, Patrick Vinck, Rachel Dickinson, Alexis Smart, and Evan Bloom. 5/2020. “Bangladesh Network Analysis Report”.Abstract
    Coordination among actors during an emergency is crucial for effective, efficient action. The existence of pre-disaster relationships between actors can strengthen the speed with which coordination occurs in a disaster setting, making relationshipbuilding before a disaster an important element of preparedness. As such, understanding the relationships between stakeholders working to advance disaster resilience and response is a crucial first step to support institutional strengthening and capacity building. The Harvard Humanitarian Initiative (HHI), Concern Worldwide, and Jagrata Juba Shangha (JJS) are jointly implementing programs to enhance climate change adaptation and disaster resilience among coastal communities in Bagerhat District, Bangladesh. This district is located in Bangladesh’s low-elevation coastal zones, which are especially vulnerable to natural disasters and have already begun to see the effects of climate change. Bagerhat has high levels of food and water insecurity and poverty, and is highly vulnerable to natural disasters and climate change impacts (5). The district has been heavily impacted by recent cyclones, and is experiencing sea level rise and saltwater intrusion. This network analysis was undertaken to support strengthening coordination and collaboration among actors working on climate change adaptation and disaster resilience in Bagerhat.
    Krzysztof Goniewicz, Maciej Magiera, Dorota Rucińska, Witold Pawłowski, Frederick M. Burkle Jr., Attila J. Hertelendy, and Mariusz Goniewicz. 5/2020. “Geographic Information System Technology: Review of the Challenges for Its Establishment as a Major Asset for Disaster and Emergency Management in Poland.” Disaster Medicine and Public Health Preparedness.Abstract

    Technical and technological progress in the 21st century, especially emerging geographic information system (GIS) technology, offers new and unprecedented opportunities to counteract the impact of crisis situations and emergencies. Computerization and development of GIS enabled the digital visualization of space for interactive analysis of multiple data in the form of models or simulations. Additionally, computerization, which gives rise to a new quality of database management, requires continuous modernization of computer hardware and software. This study examines selected examples of the implications and impact of the GIS commonly used in Poland.

    Tilly Alcayna, Vincenzo Bollettino, Lea Manzanero, and Patrick Vinck. 6/2019. Perceptions of Vulnerability, Preparedness, Assistance, and Barriers: Regional Infographics, the Philippines.Abstract

    This report provides a regional breakdown of household perceptions and self-reported activities on several key questions related to disaster preparedness and recovery in the Philippines. These are: who and what is vulnerable? What preparedness activities have households undertaken? What assistance have households received and what helped them recover the most? What are the barriers?

    The report is intended to be used in conjunction with the full report “Perceptions of Disaster Resilience and Preparedness in the Philippines” (2018), which explores perceptions on a wider variety of disaster related issues in greater detail. Data for both reports were derived from a nationwide, household-level survey of randomly selected adults aged 18 years old and above, representing all of Philippines economic strata, conducted in 2017.

    Mihir Bhatt, Kelsey Gleason, and Ronak B. Patel. 1/2019. “Natural Hazards Governance in South Asia.” Oxford Research Encyclopedia of Natural Hazard Science. Read PublicationAbstract
    South Asia is faced with a range of natural hazards, including floods, droughts, cyclones, earthquakes, landslides, and tsunamis. Rapid and unplanned urbanization, environmental degradation, climate change, and socioeconomic conditions are increasing citizens’ exposure to and risk from natural hazards and resulting in more frequent, intense, and costly disasters. Although governments and the international community are investing in disaster risk reduction, natural hazard governance in South Asian countries remain weak and often warrants a review when a major natural disaster strikes. Natural hazards governance is an emerging concept, and many countries in South Asia have a challenging hazard governance context.
    Program Resilient on Communities. 9/2018. Cordillera Administrative Region: Household Preparedness.Abstract
    Typhoon Ompong (Mangkhut) has had a major impact on the north of the Philippines displacing more than 50,000 people in Cordillera Administrative Region (CAR) and resulting in over PhP 14 billion in agriculatural damages (equivalent to approx. USD 270 million). The Philippines government and many national and international non-governmental organizations (NGOs) will be involved in the response. To help tailor the response it is useful to know what the level of preparedness for disaster was in Cordillera Administrative Region before the storm hit. The following statistics, compiled by the Harvard Humanitarian Initiative, were gathered between March and April of 2017.
    Program Resilient on Communities. 9/2018. Cagayan Valley Region: Household Preparedness.Abstract
    Typhoon Ompong (Mangkhut) has had a major impact on the north of the Philippines damaging in excess of 76,000 homes in Cagayan Province (Region II Cagayan Valley) and completing destroying more than 10,000 homes there. The Philippines government and many national and international non-governmental organizations (NGOs) will be involved in the response. To help tailor the response it is useful to know what the level of preparedness for disaster was in Cagayan Valley Province before the storm hit.
    The following statistics, compiled by the Harvard Humanitarian Initiative, were gathered between March and April of 2017.
    Vincenzo Bollettino, Tilly Alcayna, Krish Enriquez, and Patrick Vinck. 6/2018. Perceptions of Disaster Resilience and Preparedness in the Philippines.Abstract

    The Philippines is one of the world’s most disaster-prone countries. Located along the boundary of major tectonic plates and at the center of a typhoon belt, its islands are regularly impacted by floods, typhoons, landslides, earthquakes, volcanoes, and droughts. The Philippines also ranks among the top three countries in the world for population exposure and vulnerability to hazards. The Philippine government has developed strong coping mechanisms over their long history of experience with disasters. Yet, significant gaps remain in disaster management capacities across different regions of the Philippines and surprisingly little data are available referencing local levels of disaster resilience and preparedness.

    This research aims to address the gap in knowledge on both local disaster resilience and preparedness by providing a comprehensive overview of household measures of resilience and levels of disaster preparedness. This is the first nationwide household survey on measures of disaster resilience and disaster preparedness carried out in the Philippines. It comes at a time of critical importance as efforts are being made to ensure disaster management is based on evidence, especially at the local level and amid national discussions on centralizing disaster resilience efforts under a single national agency.

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